Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Francis Meehan IIIPruco Securities, LLC.Cetera Financial Specialists LLC01-10-2019
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
David John MckeownPruco Securities, LLC.Thrivent Investment Management Inc.01-08-2019
Karen Nunn HortonPruco Securities, LLC.Capitol Securities Management, Inc.01-07-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Mark R SteinPruco Securities, LLC.CUNA Brokerage Services, Inc.01-07-2019
John Duncan McInnes JrPruco Securities, LLC.Packerland Brokerage Services, Inc.01-07-2019
Scott J KigerPruco Securities, LLC.NYLIFE Securities LLC01-07-2019
Howard Rivers Jacobs IIIPruco Securities, LLC.First Command Brokerage Services, Inc.01-03-2019
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$5012-26-2018
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Joy Lori SimarPruco Securities, LLC.MML Investors Services, LLC12-17-2018
Cynthia M MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
Ahmad AbdoPruco Securities, LLC.Voya Financial Advisors, Inc.12-13-2018
Diane Michelle AshtonPruco Securities, LLC.The O.N. Equity Sales Company12-12-2018
Brian William BairdPruco Securities, LLC.Fifth Third Securities, Inc.12-11-2018
Justin HolmesPruco Securities, LLC.Principal Securities, Inc.12-11-2018
Atsushi KurosawaPruco Securities, LLC.Park Avenue Securities LLC12-10-2018
Jenifer Jeanne RieckPruco Securities, LLC.Thrivent Investment Management Inc.12-06-2018
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Malcolm Rose JrPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.12-04-2018
Jason R CampbellPruco Securities, LLC.Allstate Financial Services, LLC11-30-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Sophia M EddyPruco Securities, LLC.Foresters Financial Services, Inc.11-27-2018
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.