Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
David Jonathan BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00012-14-2018
Jackson Robert DilleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$4812-14-2018
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-12-2018
Theodore Ronald MeihoferRaymond James & Associates, Inc.UBS Financial Services Inc.$1011-30-2018
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Thomas Frederick GrafRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-08-2018
Joel Andrew EstesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-01-2018
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-01-2018
Richard Allan WalshRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated10-31-2018
Scott Michael PrietoRaymond James & Associates, Inc.Park Avenue Securities LLC10-24-2018
Kathleen Marie MillerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1010-23-2018
William Bruce Patteson Sr.Raymond James & Associates, Inc.SunTrust Investment Services, Inc.10-22-2018
William R HornungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-19-2018
Alexander Jackson MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Benjamin Deen LincolnRaymond James & Associates, Inc.Morgan Stanley$5010-12-2018
Jonathan Jordan PalmerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Shellane Marie OgoshiRaymond James & Associates, Inc.UBS Financial Services Inc.10-11-2018
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.