Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam David KaplanVoya Financial Advisors, Inc.MML Investors Services, LLC$2511-27-2018
Alejandro JacquezUSAA Financial Advisors, Inc.Vanguard Marketing Corporation11-06-2018
Andrew Colbert WilliamsonVanguard Marketing CorporationFinancial Engines Advisors L.L.C.10-12-2018
Angela Marie CaballeroAshton Thomas Private WealthCetera Advisor Networks LLC12-03-2018
Annmarie Cardenas AlanizNorthwestern Mutual Investment Services, LLCMette Associates, LLC12-14-2018
Ashley Wayne FolkesMoors & Cabot, Inc.AXA Advisors, LLC$10012-03-2018
Barry KaufmanTransamerica Financial Advisors, IncFarmers Financial Solutions, LLC01-09-2019
Benjamin Rollins WilsonHighTower Securities, LLCPurshe Kaplan Sterling Investments$5010-26-2018
Brandon James BettisPrincipal Securities, Inc.Edward Jones10-30-2018
Carrie Lee BrumbaughJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Casey Joseph BowmanTFO Phoenix, Inc.Vanguard Marketing Corporation12-05-2018
Cathleen Anne StrongCharles Schwab & Co., Inc.TD Ameritrade, Inc.10-12-2018
Cody Lee AshtonTriton Wealth Management, PLLCKingsview Wealth Management, LLC$1011-23-2018
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-06-2018
Cristina AcostaAE Wealth Management, LLCBrookstone Capital Management LLC10-29-2018
Daniel DahmaniBBVA Securities Inc.J.P. Morgan Securities LLC11-27-2018
Daniel Edward SicklesLPL Financial LLCCetera Advisor Networks LLC10-29-2018
Daniel Takeshi Masuda LehrmanFidelity Brokerage Services LLCVanguard Marketing Corporation12-13-2018
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
David Lee DorseyTriton Wealth Management, PLLCKingsview Wealth Management, LLC$5011-19-2018
David Michael KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00010-26-2018
David Moroni HallMorgan StanleyVanguard Marketing Corporation11-15-2018
Dean Jack WilsonIndependent Financial Group, LLCCommonwealth Financial Network$10010-16-2018
Donald M. GatewoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.