Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Allan HuberWestern International Securities, Inc.D.A. Davidson & Co.$10001-11-2019
Peter Tsutae MorimotoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment01-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Roy M Elliott JrFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Marena Mary TufenkjianFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC01-11-2019
Veronica Naomi ChavarinMorgan StanleyJ.P. Morgan Securities LLC01-11-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Ezra T WhippleLPL Financial LLCDunham & Associates Investment Counsel, Inc.01-11-2019
Rogelio PonceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-11-2019
Donald James MatthewsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-10-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Taleen AkopyanNYLIFE Securities LLCJohn Hancock Distributors LLC01-10-2019
Jason David RoeskeCharles Schwab & Co., Inc.TD Ameritrade, Inc.01-10-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Bahram ShidooshShidoosh Wealth Management LLCUnionBanc Investment Services, LLC01-09-2019
Robert Lane Salamone IISecurities Management & Research, Inc.Cetera Advisors LLC01-09-2019
John A BalsterLincoln Financial Advisors CorporationPrincipal Securities, Inc.01-09-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Samuel Rodriguez RamosCity National Securities, Inc.UnionBanc Investment Services, LLC01-08-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Jeremy N WissRaymond James Financial Services, Inc.MML Investors Services, LLC01-08-2019
Jason Allen SteinEP Wealth AdvisorsVanguard Marketing Corporation01-08-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-08-2019
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Showing 1 to 25 of 385 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.