Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners01-10-2019
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Elizabeth A GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Michael James KerriganCalton & Associates, Inc.SagePoint Financial, Inc.01-07-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$101-04-2019
Mark Vernon FautschCorinthian Partners, L.L.C.Northland Securities, Inc.$10001-04-2019
Steven Eric EricksonInternational Assets Advisory, LLCLPL Financial LLC$2501-04-2019
Charles Gregory MajorsCenter Street Securities, Inc.PlanMember Securities Corporation$10001-03-2019
Esther Kuznetz HaltInternational Assets Advisory, LLCH. Beck, Inc.01-03-2019
Daniel H MotylDempsey Lord Smith, LLCHD Vest Investment Services01-02-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation$101-02-2019
Melynda Sue AngioiMutual Securities, Inc.SagePoint Financial, Inc.$101-02-2019
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC$2512-27-2018
Justin Miles McdannaldInvestacorp, Inc.Cadaret, Grant & Co., Inc.$112-27-2018
Tylen Lee TurmanInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Marney A SkinnerNYLIFE Securities LLCCapital Analysts$2512-24-2018
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments$112-21-2018
Brandon YeeEmergent Fortuity Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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