Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johanna Bee FredianiJ.W. Cole Financial, Inc.Principal Securities, Inc.01-11-2019
Andrew Chandler ParksAllstate Financial Services, LLCRaymond James Financial Services, Inc.01-11-2019
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
George Francis Meehan IIIPruco Securities, LLC.Cetera Financial Specialists LLC01-10-2019
Scott Robert SawaG. A. Repple & CompanyCetera Financial Specialists LLC01-10-2019
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners01-10-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Dariel Aquino Aquino HernandezNorthwestern Mutual Investment Services, LLCPFS Investments Inc.01-08-2019
Kenneth L. FieldsMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Allyn K. HoltRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.01-07-2019
Samantha Leigh SomersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.01-07-2019
Brandon Michael BoychukMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC01-07-2019
Michael James KerriganCalton & Associates, Inc.SagePoint Financial, Inc.01-07-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Blanca T. SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
Esther Kuznetz HaltInternational Assets Advisory, LLCH. Beck, Inc.01-03-2019
Andrew S. VickPlanMember Securities CorporationMadison Avenue Securities, LLC01-03-2019
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Joseph Frederick RambowMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.01-02-2019
James Andrew CaldwellCUSO Financial Services, L.P.Raymond James & Associates, Inc.01-02-2019
Jeremy M. LeibowitzGWN Securities Inc.AXA Advisors, LLC01-02-2019
Victoria Lynn LeblancAPW Capital, Inc.Raymond James Financial Services, Inc.01-02-2019
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Showing 1 to 25 of 299 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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