Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Nicholas Robert ErwinMutual of Omaha Investor Services, Inc.First Allied Securities, Inc.01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Ann T TodiscoPruco Securities, LLC.MML Investors Services, LLC01-08-2019
Meredith Jane FergusonPrincipal Securities, Inc.MWA Financial Services Inc.$2501-08-2019
Andrew PowersVentoux Financial Advisors, LLCTradingBlock01-04-2019
James Daniel BlandfordCetera Financial Specialists LLCBlandford Wealth Management, LLC$101-04-2019
James Royal Kirchner Jr.IFS SecuritiesDavid A. Noyes & Company$15001-04-2019
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
Jesse Dean RuppPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Scott Michael WeinsteinAmeritas Investment Corp.The O.N. Equity Sales Company$2501-02-2019
Scott S GregoryPrivate Client Services, LLCWells Fargo Clearing Services, LLC$1,00001-02-2019
Todd William GambitGambit Asset ManagementChicago Partners Investment Group LLC01-02-2019
Charles Anthony TruhlarBrooklight Place Securities, Inc.Interactive Financial Advisors12-26-2018
Ursula Daley, Jordan LewisCommonwealth Financial NetworkLPL Financial$32512-17-2018
Ronald Eugene MillerMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC12-15-2018
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Alton B Raney IILPL Financial LLCKestra Investment Services, LLC$112-07-2018
James Crawford Logan IIIMesirow Financial, Inc.The Leaders Group, Inc.$2512-05-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Jason Bradley SchwiederInvestment Planners, Inc.LifeMark Securities Corp.$2512-03-2018
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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