Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Anthony L Santucci JrFidelity Brokerage Services LLCLPL Financial LLC$5001-11-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, LLC$5001-11-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Robert James CullenCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.01-10-2019
Artemio Herrera JrCharles Schwab & Co., Inc.Morgan Stanley01-10-2019
Michael David StrasserChicago Partners Investment Group LLCPONDEROSA WEALTH MANAGEMENT01-09-2019
Perry Wayne NafzigerIHT Wealth Management LLCIndependent Financial Partners01-09-2019
Edward Robert Vrablik IIMML Investors Services, LLCLevel Four Advisory Services01-08-2019
Meredith S FergusonPrincipal Securities, Inc.MWA Financial Services Inc.01-08-2019
Janie Catherine StrasserChicago Partners Investment Group LLCPONDEROSA WEALTH MANAGEMENT01-08-2019
David John MckeownPruco Securities, LLC.Thrivent Investment Management Inc.01-08-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Danny DelgadoNational Securities CorporationIfs Securities01-07-2019
Scott S GregoryMiller Wealth ManagementWells Fargo Clearing Services, LLC$1,00001-05-2019
Jesse Dean RuppMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC01-05-2019
Joshua David KinneeISTO Advisors, LLCWealth Enhancement Advisory Services, LLC01-04-2019
Jonathan GerrardTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
William Paul ClarkJames T. Borello & Co.Kuhn Wealth Management Inc.01-03-2019
Neil Peter Pagano SrCambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Patrick Lee MurphyCommonwealth Financial NetworkLenox Advisors, Inc.01-02-2019
Scott Michael WeinsteinAmeritas Investment Company, LLCON Investment Management Co$2501-02-2019
Dennis G Dine JrEquity Services, Inc.Money Concepts Capital Corp01-02-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.