Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Charles Eugene WilliamsAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$1001-02-2019
Angie Messer Greg RustAmeriprise Financial Services, LLCHilliard Lyons$18212-14-2018
Gordon Leonard BryanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00012-18-2018
J Gregory RustAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Angela Marie MesserAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Frank Richard VolkersAmeriprise Financial Services, LLCIPI Wealth Management, Inc.11-26-2018
Janet Roxanne VolkersAmeriprise Financial Services, LLCIPI Wealth Management, Inc.$11411-26-2018
Sonya Teresa DotyAmeriprise Financial Services, LLCIPI Wealth Management, Inc.11-26-2018
Kyle Richard VolkersAmeriprise Financial Services, LLCIPI Wealth Management, Inc.11-26-2018
Melvin Kkeith KruegerAmeriprise Financial Services, LLCInvestment Planners, Inc.11-26-2018
Gina Marie Van BarenAmeriprise Financial Services, LLCSecurities America, Inc.10-12-2018
James Nicholas VolpeArcher Investment CorporationAvantax Investment Services, Inc.01-09-2019
Tamara Everman WilliamsArcher Investment CorporationAvantax Investment Services, Inc.11-21-2018
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC01-07-2019
Jessica Elizabeth RebmannCambridge Investment Research, Inc.Morgan Stanley$6510-12-2018
Brenda Sue KindyCapital Synergy PartnersForesters Equity Services, Inc.10-15-2018
Wayne Gustav BrummCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Rebecca Ann HiestandCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Sarah Margaret LittleColumn Capital Advisors, LLCCharles Schwab & Co., Inc.01-02-2019
Charlsie AshlockColumn Capital Advisors, LLCBKD Wealth Advisors, LLC12-04-2018
Mark August DeprezColumn Capital Advisors, LLCPurshe Kaplan Sterling Investments11-15-2018
Genan Marie KirbyCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$15001-04-2019
Heath David SlainCUSO Financial Services, L.P.Cetera Advisor Networks LLC11-26-2018
Gerald Weeks MadsenEdward JonesLPL Financial LLC$1011-09-2018
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.