Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine A. RippeThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.01-09-2019
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
Dennis F. GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Donald Howard HartAllstate Financial Services, LLCOneAmerica Securities, Inc.12-20-2018
Kristen L. ByrdPNC InvestmentsPNC Investments12-19-2018
Savannah ForleoTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley12-19-2018
Andrew Ryan JonesAmeriprise Financial Services, LLCARGI Investment Services, LLC12-18-2018
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
Brian Thomas CurtisTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-12-2018
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
James Daniel BlandfordCetera Investment Advisers LLCBlandford Wealth Management, LLC12-11-2018
Nathan Aaron BayCUSO Financial Services, L.P.Thrivent Investment Management Inc.12-10-2018
Mark Thomas LamkinCalton & Associates, Inc.AE Wealth Management, LLC$1,00012-07-2018
Stokes Andrew BairdWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Douglas Scott ObradovichCalton & Associates, Inc.LPL Financial LLC$10012-04-2018
Steven Andrew CoyneLPL Financial LLCJackson National Life Distributors LLC11-30-2018
Robert Emmett Faesy Jr.Fortune Financial Services, Inc.Securities America, Inc.11-30-2018
Lawrence Paul GerweRobert W. Baird & Co. IncorporatedIndependent Financial Partners$5011-30-2018
Joseph Louis HeintzmanMML Investors Services, LLCW&S Brokerage Services, Inc.11-29-2018
Jeffrey Clayton MeadorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$15011-27-2018
Ganna KravchukMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
Connor Alexander McphailFidelity Brokerage Services LLCEdward Jones11-19-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.