Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
Santo Lawrence BlumkeConcorde Investment Services, LLCSpire Securities, LLC01-11-2019
Marc R. StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Daniel Patrick CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Timothy Gerard CrawfordTim Crawford CPAGWN Securities Inc.01-07-2019
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
Jennifer J VerscheureRaymond James Financial Services, Inc.IHT Wealth Management LLC12-20-2018
Marcella Ann EvansCitizens Securities, Inc.HD Vest Investment Services$112-18-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation$5012-13-2018
Dominic D'Angelo GarciaRochester Wealth Strategies, LLCPrivate Advisor Group, LLC12-12-2018
Michael David MileyNew View Financial, LLCSigma Financial Corporation12-12-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC$112-05-2018
James Taylor BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVintage Financial Services LLC12-04-2018
Matthew Paul CourRegulus Advisors, LLCSecurities America, Inc.12-04-2018
Anthony Dean BagneschiParkland Securities, LLCPlanMember Securities Corporation12-03-2018
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
Jesse Albert Parsley Jr.AXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1012-03-2018
Frank Mcnair Sims Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2511-30-2018
John Howard Kay Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Russell Edward WilcoxLincoln Financial Advisors CorporationForesters Equity Services, Inc.$5011-20-2018
Jeffrey Francis BraytonLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Mark Edward RominLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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