Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Linda Ann BauwensAmeriprise Financial Services, LLCThrivent Investment Management Inc.12-21-2018
Timothy Allen HeuiserAmeriprise Financial Services, LLCMorgan Stanley$15012-07-2018
Craig Joseph BayesAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2511-14-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, LLC11-19-2018
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Rebecca L. Carpenter TimmermanBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Sherry Lynn BakerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Troy Allen WilliamsBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Nicholas Alexander HarrisBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$1011-09-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$5010-19-2018
Allen Lee FrederickCapital Management Services, Inc.Brokers International Financial Services, LLC.01-02-2019
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Nicholas John GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated10-26-2018
Timothy Ford HanserClayton Financial Group, LLCBuckingham Strategic Wealth, LLC11-21-2018
Maxwell Jared SynonCommerce Brokerage Services, Inc.Smith, Moore & Co.01-11-2019
James GuraCommonwealth Financial NetworkOppenheimer & Co. Inc.$15011-30-2018
Justin Curtis RueterCompass Retirement Group LLCEdward Jones12-19-2018
Michael Allen GertsemaCWM, LLCStifel, Nicolaus & Company, Incorporated$10010-25-2018
Steven Todd ForanEdward JonesFarmers Financial Solutions, LLC01-10-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Kellen Paris WoodardEdward JonesEdward Jones01-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.