Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
Steven Michael SilverthorneHD Vest Investment ServicesMorgan Stanley$2501-10-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
David Grant SteppRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$5001-03-2019
Frederick Raymond StubbsSummit Financial, LLCPurshe Kaplan Sterling Investments01-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
Glad M PerezAPW Capital, Inc.Purshe Kaplan Sterling Investments$15001-02-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Daniel O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Stephen Anthony MolinelliAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Willard David Moore Jr.APW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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