Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teigyoku Son SpringerMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Edgar A FreitasPFS Investments Inc.PFS Investments Inc.01-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Paul CheranskySax Wealth Advisors, LLCSilvercrest Asset Management Group LLC01-08-2019
Marcella Ann CarrollGreenleaf AdvisorsCARROLL CONSULTANTS ADVISORS, LTD.01-08-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Linda Maureen MackCetera Investment Services LLCSantander Securities LLC01-07-2019
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Christopher Lawrence BrownLifeMark Securities Corp.Foresters Equity Services, Inc.01-07-2019
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Orlando Campos Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Joseph DepalmaLPL Financial LLCKestra Investment Services, LLC01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Jimmy Lee SpellIC Advisory Services, Inc.Securities America Advisors, Inc.01-04-2019
Mark PlinerMML Investors Services, LLCPrinceton Global Asset Management LLC01-04-2019
Dominic OlsenSantander Securities LLCAXA Advisors, LLC01-03-2019
Nicholas A Defilippis IIIFidelity Brokerage Services LLCUBS Financial Services Inc.01-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Armani Miller JacksonUBS Financial Services Inc.UBS Financial Services Inc.01-03-2019
Joanna AcquavivaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-02-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
John D. O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.