Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Arturo Montemayor GruszcaJ.P. Morgan Securities LLCMorgan Stanley10-23-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Christian Keichi NoscheseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Dale M FortugnoJ.P. Morgan Securities LLCIvy Securities, Inc.11-06-2018
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Dmitry KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Esteban A. MunozJ.P. Morgan Securities LLCKey Investment Services LLC11-06-2018
Gerard Paul Delannoy Jr.J.P. Morgan Securities LLCSantander Securities LLC12-05-2018
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Jason Daniel GriffithJ.P. Morgan Securities LLCMorgan Stanley11-06-2018
Jennifer TuJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-12-2018
John Daniel BlueJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-29-2018
John Harrington MulveyJ.P. Morgan Securities LLCMML Investors Services, LLC11-28-2018
Mandell A SmithJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-03-2019
Mark Conway MulcahyJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.10-16-2018
Maya BensenJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2019
Patrick E. RossJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2018
Patrick Pryce-LattyJ.P. Morgan Securities LLCPFS Investments Inc.11-08-2018
Paul John DesantisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-07-2019
Rashad SharifJ.P. Morgan Securities LLCPNC Investments11-02-2018
Ryan Sterling SettleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.