Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roxanne D. McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$1001-11-2019
Jason Ross GenoveseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-11-2019
Gregory T. WarrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.01-11-2019
Anthony LanfranchiSantander Securities LLCPHX Financial, Inc.01-11-2019
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
Vincent Jerome CamardaTraderfield Securities Inc.American Portfolios Financial Services, Inc.$10001-09-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Joseph Edward StorzingerTraderfield Securities Inc.American Portfolios Financial Services, Inc.$1001-09-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
James Edward McArthurTraderfield Securities Inc.American Portfolios Financial Services, Inc.01-09-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC01-09-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Eric Brady Lubin, Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Matthew A. IversenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Charmaine Valois KaesPeak Brokerage Services, LLCCambridge Investment Research, Inc.01-03-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC01-03-2019
Peter Perri Jr.LPL Financial LLCCUSO Financial Services, L.P.01-03-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Rachel Barton Roney, Michelle Louise Papa-Dines, Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
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Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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