Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment$101-11-2019
Alexander Konstantinovich ChernukhaForefront Wealth ManagementWells Fargo Clearing Services, LLC01-11-2019
Charles Garrett MorganMcDermott Investment Services, LLCBrokers International Financial Services, LLC.$2501-10-2019
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Edward Joseph BarnesBLB & B Advisors, LLCTHE GWYNEDD COMPANY01-10-2019
Brianna Lynn BarnesBLB & B Advisors, LLCTHE GWYNEDD COMPANY01-10-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Joseph Crawford PaulChapin, DavisCresap, Inc.$10001-09-2019
Anthony James LandauPopa Financial Services, Inc.Venn Wealth & Benefit Services, LLC01-08-2019
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Melinda Jean MccubbinEquita Financial Network, Inc.TRUMAN WEALTH ADVISORS01-07-2019
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.Avantax Investment Services, Inc.$101-04-2019
Donald S. SchultzForefront Wealth ManagementWells Fargo Clearing Services, LLC01-04-2019
Benjamin Hayden PearcePNC InvestmentsPNC Investments01-03-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
James Michael PoindexterMcDermott Investment Services, LLCBrokers International Financial Services, LLC.$3701-03-2019
Jared Vincent HeniginCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-02-2019
Darin Boyer WassmannTriad Advisors LLCIndependent Financial Partners$3801-02-2019
Robert SantoroFortune Financial Services, Inc.TFS Securities, Inc.01-02-2019
Frank Vincent Sapareto Jr.Fortune Financial Services, Inc.Advisory Group Equity Services Ltd.01-02-2019
Michael Patrick ThompsonRaymond James Financial Services Advisors, IncNext Financial Group, Inc.01-02-2019
Daniel Abraham SantosPFS Investments Inc.PFS Investments Inc.01-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.