Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reed Pettit FosterFoster Investment Company LLCMoelis & Company LLC01-11-2019
Eric Matthew ReigelCharles Schwab & Co., Inc.McAdam LLC01-11-2019
Nelson Bradford AhernAmeritas Investment Company, LLCMML Investors Services, LLC$3801-07-2019
Eugene Joseph ColliganTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC01-04-2019
James Thomas WassermanCetera Investment Services LLCVALIC Financial Advisors, Inc.01-03-2019
William David BergerOakmont Wealth Advisory, LLCHayden Royal01-03-2019
Douglas Hart BirnieOakmont Wealth Advisory, LLCHayden Royal01-03-2019
Ronald Alan MentzerICMA-RC Services, LLCCapitol Securities Management, Inc.01-02-2019
Thomas Obrien Doyle JrSBK Financial, Inc.Wells Fargo Clearing Services, LLC01-02-2019
Eric Bernard McGinleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
Timothy Charles StatesSecurities America, Inc.LifeMark Securities Corp.$5012-21-2018
Freddie Lee BarbourLPL Financial LLCRoyal Alliance Associates, Inc.$1912-21-2018
Haris MutapcicFidelity Personal and Workplace AdvisorsTD Ameritrade, Inc.12-21-2018
Gwendolyn Lorraine WoodLPL Financial LLCRoyal Alliance Associates, Inc.12-20-2018
John Bowers McconnellNavy Federal Brokerage Services, LLCEDELMAN FINANCIAL SERVICES, LLC12-20-2018
Brooks C BillingsLPL Financial LLCSagePoint Financial, Inc.12-18-2018
Jason Charles SmootTD Ameritrade, Inc.T. Rowe Price Investment Services, Inc.12-17-2018
Tai Elli Al TaeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2018
Charles M WaddellMartin Wealth SolutionsCapitol Securities Management, Inc.12-14-2018
Jason Palomares LavariasAE Wealth Management, LLCIntervest International Equities Corporation12-13-2018
Michael Ray BarcliftWaddell & ReedCharles Schwab & Co., Inc.12-10-2018
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.12-07-2018
Jessica Margaret AshbyLPL Financial LLCInfinex Investments, Inc.12-06-2018
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Anna L CarlsonCarlson FinancialGlobal Financial Private Capital, Inc.12-05-2018
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.