Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
William E. KernEquity Services, Inc.E*TRADE Securities LLC01-11-2019
James Ian MaherFisher InvestmentsAmeriprise Financial Services, LLC01-11-2019
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Julie Marie Rose HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Bee Ping TanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2019
Jason A WhitlockFisher InvestmentsJ.P. Morgan Securities LLC01-09-2019
Andrew Lee GryszowkaFisher InvestmentsTD Ameritrade, Inc.01-09-2019
Jordan C. FowlerFisher InvestmentsFidelity Personal and Workplace Advisors01-09-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Lincoln Paul KopetskiLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Joseph Roderick CilleyLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Katherine Marie BenjaminColumbia Advisory Partners, LLCKMS Financial Services, Inc.01-07-2019
Robert Ernest AshtonTIAA-CREF Individual & Institutional Services, LLCFirst Command Financial Planning, Inc.$2501-04-2019
William Lewis StanleyHornor, Townsend & Kent, LLCMML Investors Services, LLC$5001-03-2019
Stanley Ronald Fells Jr.TD Ameritrade Investment Management, LLCEsoteric Wealth Partners LLC01-03-2019
Michael Howard GordonTen Capital Wealth Advisors, LLCMutual Securities, Inc.01-03-2019
David C. GordonTen Capital Wealth Advisors, LLCMutual Securities, Inc.01-03-2019
Brandon Gerald RosenbaumCUSO Financial Services, L.P.Key Investment Services LLC$5001-02-2019
Howard Joseph Englehart IIKMS Financial Services, Inc.Cetera Advisors LLC01-02-2019
Roger Charles WallerAmerican Independent Securities Group, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2019
Christine GuoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC12-27-2018
Edwin Ambrose DayKCD Financial, Inc.Heritage Benefits Investment Management, LLC12-27-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.