Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rachel Ann LeeU.S. Bancorp Investments, Inc.Robert W. Baird & Co. Incorporated01-11-2019
Cale J. RossU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.01-11-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Mark KluenderU.S. Bancorp Investments, Inc.Edward Jones01-07-2019
Chevonne Wrenn FarlerU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.01-03-2019
Shawn Scott LorionU.S. Bancorp Investments, Inc.Fortune Financial Services, Inc.01-02-2019
Patrick J. DugganU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-06-2018
Michael Shane KundingerU.S. Bancorp Investments, Inc.Morgan Stanley12-05-2018
Michael Salvatore AzzaroU.S. Bancorp Investments, Inc.BBVA Securities Inc.$2512-04-2018
Tim Craig ViohlU.S. Bancorp Investments, Inc.LPL Financial LLC12-04-2018
Robert P. HaugU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-04-2018
Jacob John WireU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.12-04-2018
Ashley Leandra OttensU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.11-28-2018
Terrence Michael HassanallyU.S. Bancorp Investments, Inc.Commonwealth Financial Network11-15-2018
Gustavo LozanoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15011-14-2018
Timothy J. WienandU.S. Bancorp Investments, Inc.Edward Jones$15011-14-2018
Marilu HernandezU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
Reza SaremaslaniU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Chad Edward SoptickU.S. Bancorp Investments, Inc.UBS Financial Services Inc.10-29-2018
Robert J. Atko Jr.U.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$10010-25-2018
Dan Julius NguyenU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-25-2018
Aaron M. RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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