Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reed Pettit FosterFoster Investment Company LLCMoelis & Company LLC01-11-2019
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Holly Lynn RemsingCentaurus Financial, Inc.Raymond James Financial Services, Inc.01-07-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Douglas Hart BirnieOakmont Wealth Advisory, LLCHayden Royal01-03-2019
David George SpencePurshe Kaplan Sterling InvestmentsWealthcare Advisory Partners LLC$5001-02-2019
Haris MutapcicFidelity Personal and Workplace AdvisorsTD Ameritrade, Inc.12-21-2018
Jon-Michael GugliottaKestra Investment Services, LLCSummit Brokerage Services, Inc.12-19-2018
Brooks C BillingsLPL Financial LLCSagePoint Financial, Inc.12-18-2018
Michael Ray BarcliftWaddell & ReedCharles Schwab & Co., Inc.12-10-2018
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$1012-05-2018
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Ronald Henry Holmes Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Whitney Eck RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Saloma A. BecharaCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC11-26-2018
Christopher Ian DorseyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-26-2018
Mona JainACG Advisory Services IncPruco Securities, LLC.11-21-2018
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Ashley Hall CoakeCultivate Financial PlanningOlio Financial Planning11-19-2018
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Next Page »

Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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