Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Harkins, Michelle Cortes-Harkins Commonwealth Financial NetworkLPL Financial$5802-11-2019
Marco OreamunoBolton Global CapitalMorgan Stanley Wealth Management$23002-11-2019
Craig RussGladstone AdvisorsAmeriprise Financial$6002-08-2019
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14102-08-2019
Robert "Bob" RobinsonKingsview Asset ManagementWells Fargo Advisors$17002-07-2019
Thad OrtezRaymond JamesWells Fargo$10002-01-2019
Michele Ing Raymond JamesEdward Jones$12002-01-2019
Adam DunbarSteward PartnersWells Fargo Advisors$13801-30-2019
Ralph Good, James NylundSteward PartnersWells Fargo Advisors$20001-30-2019
Michael BernierCanter Strategic Wealth ManagementPure Financial Advisors$20001-18-2019
Jonathan Millman, Ian Millman, Mario Venerose, Alan YakuboffKingsview Asset ManagementWells Fargo Advisors$26001-15-2019
Joseph BradyStifel Nicolaus & Co.Merrill Lynch$12501-14-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-14-2019
Jonathan Register Stifel Nicolaus & Co.Merrill Lynch$10001-14-2019
Neil Hoyt, Rachel Roney, Jeffrey Klein, Sonnet Loftus and Paul Ahrens Commonwealth Financial NetworkCadaret Grant$50001-14-2019
Sean Riley Ameriprise FinancialWells Fargo Clearing Services$10001-10-2019
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18201-10-2019
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22001-08-2019
Legna Gonzalez and Curtis DabrosLPL FinancialCUSO Financial Services, L.P.$13001-03-2019
William Hornung Raymond JamesWells Fargo Advisors$14012-27-2018
Julie Welch, Dan GolandLPL FinancialThe O.N. Equity Sales Company$12012-21-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17012-21-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14512-20-2018
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial$17012-18-2018
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-18-2018
Next Page »

Showing 1 to 25 of 80 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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