Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony LanfranchiSantander Securities LLCPHX Financial, Inc.01-11-2019
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
Brian Marc GoldmanSuccess Wealth Management, LLCForest Securities, Inc.01-11-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment$101-11-2019
Gregory Thomas WarrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.01-11-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Jan Marie SteckerHD Vest Investment ServicesUBS Financial Services Inc.01-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Kenneth M. PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$101-11-2019
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$1001-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.$101-11-2019
Next Page »

Showing 1 to 25 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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