Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Mackenzie James ChrystalMembers Wealth AdvisorsADVANTAGE INVESTMENT MANAGEMENT, LLC12-18-2018
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Ronald Perez PalancaStratos Wealth Partners, LtdAdvisors' Pride Inc.$5012-17-2018
Frank Vincent Sapareto Jr.Fortune Financial Services, Inc.Advisory Group Equity Services Ltd.01-02-2019
Michael Thomas BakerAdvisory Alpha, LLCAdvosion01-10-2019
Frederick William MillerFamily Legacy PlanningAE Wealth Management, LLC12-17-2018
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc$5012-19-2018
Ryan James AndertInfinex Investments, Inc.Alerus Securities Corporation01-07-2019
Peter B. Maroney Jr.UBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Victoria Albaugh ReedWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5001-10-2019
Dennis F. GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Bura Claiborne Stringer Jr.ProEquities, Inc.Allstate Financial Services, LLC01-07-2019
Amaryllis Gaye MullinsAllstate Financial Services, LLCAllstate Financial Services, LLC01-04-2019
Next Page »

Showing 1 to 25 of 1,473 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.