Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17009-14-2018
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11009-25-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14510-12-2018
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial$17010-15-2018
William Hornung Raymond JamesWells Fargo Advisors$14010-19-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10010-19-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
David KutzAmeriprise FinancialWells Fargo Advisors$12310-26-2018
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10611-09-2018
Sean Riley Ameriprise FinancialWells Fargo Clearing Services$10011-28-2018
Legna Gonzalez and Curtis DabrosLPL FinancialCUSO Financial Services, L.P.$13011-30-2018
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-04-2018
Adam S FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Carl Overton McbeanSecurities America, Inc.Questar Capital Corporation$112-11-2018
Carlos Enrique VandervisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Carroll Marie Adele DannettellCetera Financial Specialists LLCHD Vest Investment Services12-11-2018
Daniel Alan LewisJourney Financial Services, LLCTradewinds Capital Management, LLC12-11-2018
Elizabeth Ann WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Gennaro CostigliolaAllstate Financial Services, LLCQuest Capital Strategies, Inc.$112-11-2018
James E LoveCWA Asset Management GroupFidelity Personal and Workplace Advisors12-11-2018
John Charles Browne Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated$9012-11-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.$112-11-2018
Justin HolmesPruco Securities, LLC.Principal Securities, Inc.12-11-2018
Next Page »

Showing 1 to 25 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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