Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Sans and Seraphim Sam RineRaymond JamesMorgan Stanley$17009-14-2018
John Quint AndrewsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11009-25-2018
Sherry Holley Ginger Ford Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Clearing Services, LLC$14510-12-2018
Robert J Ellis Christopher L Van Son Joe Starinsky Jr and Julie BarrRaymond JamesLPL Financial LLC$17010-15-2018
William HornungRaymond JamesWells Fargo Clearing Services, LLC$14010-19-2018
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
David KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12310-26-2018
Rick MundraneAmeriprise Financial Services, LLCMorgan Stanley$10611-09-2018
Sean RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10011-28-2018
Legna Gonzalez and Curtis DabrosLPL Financial LLCCUSO Financial Services, L.P.$13011-30-2018
Bill DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$7812-04-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$5012-11-2018
Jon D KehlSecurities America, Inc.Questar Capital Corporation12-11-2018
John Charles Browne JrLPL Financial LLCStifel, Nicolaus & Company, Incorporated$9012-11-2018
William Scott WilliamsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$15012-11-2018
Maria Cappetto CraneHaverford Trust Securities, Inc.LPL Financial LLC$2512-11-2018
Pamela G Miller-GonzalesSCF Investment Advisors, Inc.Integral Investment Advisors, Inc.12-11-2018
Landon Allen MarxLPL Financial LLCFidelity Personal and Workplace Advisors12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Steven NoceMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.12-11-2018
Brian William BairdPruco Securities, LLC.Fifth Third Securities, Inc.12-11-2018
Next Page »

Showing 1 to 25 of 1,089 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.