Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
Aaron Matthew BuckBrogan Financial, Inc.The Investment Center, Inc.12-11-2018
Aaron Michael SzagerSummitry, LLCBlueSky Wealth Advisors, LLC01-05-2019
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Adam David RauscherBiltmore Capital AdvisorsThrivent Investment Management Inc.12-18-2018
Adam FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Aderon Alan NapierAvantax Investment Services, Inc.Cambridge Investment Research, Inc.$15012-21-2018
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Ahmad AbdoPruco Securities, LLC.Voya Financial Advisors, Inc.12-13-2018
Akiba Asha ReidCharles Schwab & Co., Inc.NYLIFE Securities LLC12-21-2018
Alan Luther MillerChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Alexander Konstantinovich ChernukhaForefront Wealth ManagementWells Fargo Clearing Services, LLC01-11-2019
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
Alexandra Elizabeth McDowallPurshe Kaplan Sterling InvestmentsKey Investment Services LLC01-02-2019
Alexey Igorivich Caswell-YatsenkoRHS Financial, LLCFidelity Personal and Workplace Advisors12-12-2018
Alexis Mikhail Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, LLC01-03-2019
Alfonso Lucio VigliottiLiberty Associates, Inc.TradingBlock$7601-03-2019
Alfredo G ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Ali PoswalTD Ameritrade Investment Management, LLCE*TRADE Securities LLC01-02-2019
Alicia Kay KnapeCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.12-11-2018
Allen Lee FrederickCapital Management Services, Inc.Brokers International Financial Services, LLC.01-02-2019
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Showing 1 to 25 of 1,089 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.