Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Adam S FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Aderon Alan NapierHD Vest Investment ServicesCambridge Investment Research, Inc.$15012-21-2018
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC$112-20-2018
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Alexander Steven BlackJ.P. Morgan Securities LLCEdward Jones12-12-2018
Alexis Jill HowardKey Investment Services LLCLPL Financial LLC12-12-2018
Alexis Mikhail-Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
Andrew PowersVentoux Financial Advisors, LLCTradingBlock01-04-2019
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.HD Vest Investment Services$101-04-2019
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Andrew L DejongWoodstock Financial Group, Inc.SagePoint Financial, Inc.01-08-2019
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18212-14-2018
Ann T TodiscoPruco Securities, LLC.MML Investors Services, LLC01-08-2019
Next Page »

Showing 1 to 25 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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