Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Michael LomberePFS Investments Inc.PFS Investments Inc.01-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Kenneth L. FieldsMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M. SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Paden DallasMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Janet Ohara HealyGWFS Equities, Inc.Fidelity Personal and Workplace Advisors01-08-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Terrance Christopher DunphyFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-08-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Kellen Paris WoodardEdward JonesEdward Jones01-08-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
Paul Henri PoulinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jane-Ellen Elisbeth SymmesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jason Allen SteinEP Wealth AdvisorsVanguard Marketing Corporation01-08-2019
Christopher Thomas RobertsTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors01-08-2019
Anthony James LandauPopa Financial Services, Inc.Venn Wealth & Benefit Services, LLC01-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.