Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Brant OwensHouston Wealth Advisers, LLC.ELE Advisory Services, LLC01-02-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
John D. O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Jonathan DicentMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Jesse Dean RuppPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2019
Ricardo Medinilla Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Sherrill Franklin Young Jr.Raymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Diane Marie MuhlerSecurian Financial Services, Inc.SunTrust Investment Services, Inc.12-27-2018
Cheryl S. GlazerSecurities America, Inc.Questar Capital Corporation12-27-2018
Michael Raymond PatrickAmeritas Investment Corp.Belpointe Asset Management LLC12-27-2018
Jason A SnipeOdyssey Capital Advisors Inc.Saxony Securities, Inc.12-27-2018
Tylen Lee TurmanInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Justin Miles McDannaldInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC12-27-2018
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
Jaquelin O. YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Rosalie Ricks KnopWells Fargo Clearing Services, LLCPFS Investments Inc.12-27-2018
Damon Ralph CouchMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.12-26-2018
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Showing 251 to 275 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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