Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul CheranskySax Wealth Advisors, LLCSilvercrest Asset Management Group LLC01-08-2019
Robert Allen RikoonThe Rikoon Group, LLCThe Rikoon Group, LLC01-08-2019
John Henry GeringerPeak Capital Management, LLCCedrus01-08-2019
Janie Catherine StrasserChicago Partners Investment Group LLCPONDEROSA WEALTH MANAGEMENT01-08-2019
Joseph H. EvansPLANNING SOLUTIONS GROUP, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
James LiuHolden Wealth Management, Inc.Holden Wealth Management, Inc.01-08-2019
Debra Jeanne CarmodyIntegrated Financial Strategies, LLCCapital Investment Group, Inc.01-08-2019
Marcella Ann CarrollGreenleaf AdvisorsCARROLL CONSULTANTS ADVISORS, LTD.01-08-2019
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Randall Heath MorrisOneAscent Financial Services LLCProEquities, Inc.01-08-2019
Kyle B. CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Personal Financial Services, LLC01-08-2019
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
Eric T. LoiselleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Maya BensenJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2019
Henry Edward Winslett IIIJ.P. Morgan Securities LLCWells Fargo Securities, LLC01-07-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
Linda Maureen MackCetera Investment Services LLCSantander Securities LLC01-07-2019
Mark KluenderU.S. Bancorp Investments, Inc.Edward Jones01-07-2019
Ryan James AndertInfinex Investments, Inc.Alerus Securities Corporation01-07-2019
John Habib Hobika Jr.Citizens Securities, Inc.M&T Securities, Inc.01-07-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.