Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
William George Borchert Jr.J. Alden Associates, Inc.Northwestern Mutual Investment Services, LLC12-14-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Brennon Sterling BowenThe Professional Financial Company LLCArista Wealth Management, LLC12-13-2018
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
May Michelle ClaytorAmerican Heritage Securities, Inc.David A. Noyes & Company12-13-2018
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Robert James Reid Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.12-13-2018
Vicki Lynn BoeselRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC12-13-2018
Alexander Steven BlackJ.P. Morgan Securities LLCEdward Jones12-12-2018
Alexis Jill HowardKey Investment Services LLCLPL Financial LLC12-12-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Brian David WilliamsNorthshire Consulting, LLCTriad Advisors LLC12-12-2018
Byron D'Charles FreemanJ.P. Morgan Securities LLCOneAmerica Securities, Inc.12-12-2018
Chad T MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Derek Andrew WilsonRaymond James Financial Services, Inc.LPL Financial LLC12-12-2018
Dominic D'Angelo GarciaRochester Wealth Strategies, LLCPrivate Advisor Group, LLC12-12-2018
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
Jenna Marie JohnsonComplete Investment Advisory, LLCHorace Mann Investors, Inc.12-12-2018
Kathleen Ann Mclaughlin CuencoLPL Financial LLCWinans Investments12-12-2018
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
« Previous PageNext Page »

Showing 276 to 300 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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