Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Mark R. SteinPruco Securities, LLC.CUNA Brokerage Services, Inc.01-07-2019
John McInnesPruco Securities, LLC.Packerland Brokerage Services, Inc.01-07-2019
Michelle Marie OldhamPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Scott J. KigerPruco Securities, LLC.NYLIFE Securities LLC01-07-2019
Jacob Eugene DalyGWFS Equities, Inc.SagePoint Financial, Inc.01-07-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Craig Upton ColbyEdward JonesLiberty Partners Financial Services, LLC01-07-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Kevin Alexander HillEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Joshua Michael ShafferEdward JonesAvantax Investment Services, Inc.01-07-2019
Christopher KennyFinancial Engines Advisors L.L.C.TD Ameritrade, Inc.01-07-2019
Travis Dean KnightCreative PlanningBKD Wealth Advisors, LLC01-07-2019
Cole Gerard TrippCreative PlanningWaddell & Reed01-07-2019
Michelle Renae ScarverSOUTH TEXAS MONEY MANAGEMENT, LTD.Exencial Wealth Advisors01-07-2019
Don R BentleySequoia Financial Group, L.L.C.LJPR FINANCIAL ADVISORS01-07-2019
Jason John BudrickSequoia Financial Group, L.L.C.LJPR FINANCIAL ADVISORS01-07-2019
Laura Ann MarshallSequoia Financial Group, L.L.C.LJPR FINANCIAL ADVISORS01-07-2019
Janis R. BiggersAtlanta Financial Associates, LLCAtlanta Financial Associates, LLC01-07-2019
Christopher Metzger HansonTrevian FinancialTrevian Financial01-07-2019
Joseph Michael DowlingThe Dowling Group Wealth ManagementThe Dowling Group Wealth Management01-07-2019
Michael Thomas HollowayCook Wealth Management Group LLCLPL Financial LLC01-07-2019
Derek T. WilliamsCook Wealth Management Group LLCFidelity Personal and Workplace Advisors01-07-2019
Robert Clinton Scholes JrCook Wealth Management Group LLCPark Avenue Securities LLC01-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.