Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mariette Denise Luchini - JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Michael David MileyNew View Financial, LLCSigma Financial Corporation12-12-2018
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
Thomas Lee HipkeBankers Life Securities, Inc.AXA Advisors, LLC12-12-2018
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Adam S FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Carlos Enrique VandervisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Carroll Marie Adele DannettellCetera Financial Specialists LLCHD Vest Investment Services12-11-2018
Daniel Alan LewisJourney Financial Services, LLCTradewinds Capital Management, LLC12-11-2018
Elizabeth Ann WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
James E LoveCWA Asset Management GroupFidelity Personal and Workplace Advisors12-11-2018
Justin HolmesPruco Securities, LLC.Principal Securities, Inc.12-11-2018
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Landon Allen Marx ILPL Financial LLCFidelity Personal and Workplace Advisors12-11-2018
Steven NoceMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.12-11-2018
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment$101-11-2019
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$101-07-2019
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.HD Vest Investment Services$101-04-2019
Melynda Sue AngioiMutual Securities, Inc.SagePoint Financial, Inc.$101-02-2019
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$112-19-2018
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$112-14-2018
Edward Martin Domanico Jr.Hornor, Townsend & Kent, LLCInvestacorp, Inc.$112-13-2018
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Showing 301 to 325 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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