Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Lee HarrisHarris Wealth Advisors, LLCHarris Wealth Advisors, LLC01-07-2019
Katherine Marie BenjaminColumbia Advisory Partners, LLCKMS Financial Services, Inc.01-07-2019
Charles ShipmanBlue Keel Financial PlanningBlue Keel Financial Planning01-07-2019
Melinda Jean MccubbinEquita Financial Network, Inc.TRUMAN WEALTH ADVISORS01-07-2019
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
Luke Austin McCaslinCVA Family Office, LLCBancWest Investment Services, Inc.01-07-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Mark Whitney SprengerSlateStone Wealth LLCBoston Private Wealth01-07-2019
David Lynn OwensMaia WealthMML Investors Services, LLC01-07-2019
Samantha Leigh SomersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.01-07-2019
Eric Brady LubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Brandon Michael BoychukMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC01-07-2019
Jeremy Lee RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-07-2019
Sotirios PappasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Orlando Campos Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Matthew A. IversenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Aaron Michael SzagerSummitry, LLCBlueSky Wealth Advisors, LLC01-05-2019
Thao D. PhamSummitry, LLCStavis & Cohen Financial01-05-2019
Jesse Dean RuppMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC01-05-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Blerina SinojmeriSantander Securities LLCCitizens Securities, Inc.01-04-2019
Barbara C McDanielArvest Wealth ManagementCalton & Associates, Inc.01-04-2019
Nicholas M. LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.