Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven W. LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.12-19-2018
Harmon Pao Wang LaurinMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-19-2018
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.12-19-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC12-19-2018
Joseph Edward PuerzerVALIC Financial Advisors, Inc.MWA Financial Services Inc.12-19-2018
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
Tami Lee MendellCetera Advisors LLCQuestar Capital Corporation12-19-2018
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Christopher Douglas OwensOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
Edward Camden WerntzLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Michelle Lee DubenaEdward JonesCitizens Securities, Inc.12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc12-19-2018
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.12-19-2018
Strawford Hale Dees IVLPL Financial LLCVoya Financial Advisors, Inc.12-19-2018
Erik E. AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
Robert Autrey WilliamsLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Jon-Michael GugliottaKestra Investment Services, LLCSummit Brokerage Services, Inc.12-19-2018
Zachary Aaron SmithOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
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Showing 351 to 375 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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