Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Ezequiel MaldonadoCharles Schwab & Co., Inc.J.P. Morgan Securities LLC01-04-2019
Eugene Joseph ColliganTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC01-04-2019
Jonathan GerrardTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Adam James WhittersThe O.N. Equity Sales CompanyThe O.N. Equity Sales Company01-04-2019
Timothy Robert WellmanLPL Financial LLCFirst Heartland Capital, Inc.01-04-2019
Michael Joseph McCarthyLPL Financial LLCKestra Investment Services, LLC01-04-2019
Joseph DepalmaLPL Financial LLCKestra Investment Services, LLC01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley01-04-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
David Anthony WeberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-04-2019
Tiara Deshae KincaidRaymond James Financial Services, Inc.E*TRADE Securities LLC01-04-2019
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
Peter ReneoDinosaur Financial Group, L.L.CCG Capital Markets, LLC01-04-2019
Jimmy Lee SpellIC Advisory Services, Inc.Securities America Advisors, Inc.01-04-2019
Brian John McGill IIKestra Advisory Services, LLCRedwood Wealth Management, LLC01-04-2019
Grant Wise ParisiNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-04-2019
Michael Saul BrodskyW&S Brokerage Services, Inc.NYLIFE Securities LLC01-04-2019
Mark PlinerMML Investors Services, LLCPrinceton Global Asset Management LLC01-04-2019
Jihun YoonMML Investors Services, LLCAXA Advisors, LLC01-04-2019
Amaryllis Gaye MullinsAllstate Financial Services, LLCAllstate Financial Services, LLC01-04-2019
Jose L. De AlbaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC01-04-2019
Oscar LozoyaUSAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-04-2019
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Kamil FalkowskiEdward JonesEdward Jones01-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.