Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company01-10-2019
Robert James CullenCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.01-10-2019
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Peggy Sue WilsonThe Huntington Investment CompanyFifth Third Securities, Inc.01-10-2019
Diane Tu Uyen HoHSBC Securities (USA) Inc.UnionBanc Investment Services, LLC01-10-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Edelith RamirezBBVA Securities Inc.BBVA Securities Inc.01-10-2019
Jason David RoeskeCharles Schwab & Co., Inc.TD Ameritrade, Inc.01-10-2019
Artemio Herrera Jr.Charles Schwab & Co., Inc.Morgan Stanley01-10-2019
Christine Lynnette ShippeyTD Ameritrade, Inc.TIAA-CREF Individual & Institutional Services, LLC01-10-2019
Julie Marie Rose HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Donald James MatthewsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-10-2019
Mark Allen StoffelAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company01-10-2019
Jonathan Steven KoesterRaymond James Financial Services, Inc.AXIO Financial LLC01-10-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Marc R. StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.01-10-2019
Philip Lawton Swann Jr.Cetera Advisor Networks LLCThe Henderson Group01-10-2019
Scott Robert SawaG. A. Repple & CompanyCetera Financial Specialists LLC01-10-2019
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Joshua David NeaseNext Financial Group, Inc.Infinex Investments, Inc.01-10-2019
Edie Lynn GoldsteinChelsea Financial ServicesNext Financial Group, Inc.01-10-2019
Jeanine M. BlackmanWatchdog Capital, LLCWatchdog Capital, LLC01-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.