Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenden Todd KingSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-09-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Samuel Rodriguez RamosCity National Securities, Inc.UnionBanc Investment Services, LLC01-08-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Andrew L. DejongWoodstock Financial Group, Inc.SagePoint Financial, Inc.01-08-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Jason Allen SteinEP Wealth AdvisorsVanguard Marketing Corporation01-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Kyle B. CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC01-08-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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