Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle William AndersonNorthwestern Mutual Investment Services, LLCAscensus Broker Dealer Services, LLC01-10-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-10-2019
William Robert Ogburn JrNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.01-10-2019
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Taleen AkopyanNYLIFE Securities LLCJohn Hancock Distributors LLC01-10-2019
George Francis Meehan IIIPruco Securities, LLC.Cetera Financial Specialists LLC01-10-2019
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Virgil Lee Powe Jr.PFS Investments Inc.PFS Investments Inc.01-10-2019
Philip L. MuradPFS Investments Inc.PFS Investments Inc.01-10-2019
Samuel S. GutierrezPFS Investments Inc.PFS Investments Inc.01-10-2019
David Daniel LopezPFS Investments Inc.PFS Investments Inc.01-10-2019
Valerie Ann SchmitzMML Investors Services, LLCThe O.N. Equity Sales Company01-10-2019
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Shawna Dorsia Anderson ReevesAllstate Financial Services, LLCPrincipal Securities, Inc.01-10-2019
Francisco Javier PonceFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-10-2019
Steven Todd ForanEdward JonesFarmers Financial Solutions, LLC01-10-2019
Sarah C. StricklandCarroll Financial Associates IncPROSPERITY CAPITAL GROUP, INC.01-10-2019
Christopher Ralph BakerCarroll Financial Associates IncPROSPERITY CAPITAL GROUP, INC.01-10-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
Ethan Thomas PaceThe Retirement Planning Group, Inc.Northwestern Mutual Investment Services, LLC01-10-2019
Edward Joseph BarnesBLB & B Advisors, LLCTHE GWYNEDD COMPANY01-10-2019
Brianna Lynn BarnesBLB & B Advisors, LLCTHE GWYNEDD COMPANY01-10-2019
Amy Jane DanielsAndina Family OfficesAndina Family Offices01-10-2019
Eric Stephan BarlowAndina Family OfficesAndina Family Offices01-10-2019
Paul Brent AndersonAndina Family OfficesAndina Family Offices01-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.