Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-08-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Craig Upton ColbyEdward JonesLiberty Partners Financial Services, LLC01-07-2019
Timothy Gerard CrawfordTim Crawford CPAGWN Securities Inc.01-07-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Christopher Lawrence BrownLifeMark Securities Corp.Foresters Equity Services, Inc.01-07-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Devonda Arkell BarnesGradient Securities, LLCThe O.N. Equity Sales Company01-07-2019
Rickey Taylor WomackSt. Bernard Financial Services, Inc.Securities Management & Research, Inc.01-07-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Brian Keith PuddyLPL Financial LLCMML Investors Services, LLC01-07-2019
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC01-07-2019
Henry Edward Winslett IIIJ.P. Morgan Securities LLCWells Fargo Securities, LLC01-07-2019
Michael James KerriganCalton & Associates, Inc.SagePoint Financial, Inc.01-07-2019
Eric Brady Lubin, Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
John McInnesPruco Securities, LLC.Packerland Brokerage Services, Inc.01-07-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, Inc.01-07-2019
Mark KluenderU.S. Bancorp Investments, Inc.Edward Jones01-07-2019
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Showing 101 to 125 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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