Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Thomas BakerAdvisory Alpha, LLCAdvosion01-10-2019
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
Curtis Randall ByrdHilltop Wealth Advisors, LLCFulbright Financial Consulting, PA01-10-2019
George Christopher LawrenceLEI Wealth Management, LLCLEI Wealth Management, LLC01-10-2019
Jake BirnbergEmpowering FinancialEmpowering Financial01-10-2019
William Henry Leder Jr.Cascadia Advisory Services, LLCSecurity First Advisors01-10-2019
Nicholas Jay TomanEmpowered Financial Investments, LLCU.S. Bancorp Investments, Inc.01-10-2019
Nicolas Adam StanleyPROTEGE WPProtege Wp01-10-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Michael Remer HammersmithHeartland Wealth Strategies LLCAmeritas Investment Company, LLC01-10-2019
Seth A. RosenbergAbility FirstCapital Executive Solutions01-10-2019
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
Jay MahajanWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-10-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Leilei ChenMorgan StanleyJ.P. Morgan Securities LLC01-10-2019
Shaun Marshall TaylorJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC01-09-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Jared S. CottonCitizens Securities, Inc.Fidelity Brokerage Services LLC01-09-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.