Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Joseph NortonAXA Advisors, LLCCitizens Securities, Inc.01-02-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
David Michael KopycSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Gerald Lepain Jr.Horace Mann Investors, Inc.Citizens Securities, Inc.01-02-2019
Gw W KingKS Retirement Solutions, LLCBrokers International Financial Services, LLC.01-02-2019
Harold James KlumbachTFS Securities, Inc.Voya Financial Advisors, Inc.01-02-2019
Jesse Dean RuppPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
John Daniel O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Joseph Bernard McbrideGYL Financial Synergies, LLCResnick Investment Advisors, LLC01-02-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Kyle Christopher WilsonSt. Bernard Financial Services, Inc.Farmers Financial Solutions, LLC01-02-2019
Lucianno Bernardo MarasaPrincipal Securities, Inc.Securian Financial Services, Inc.01-02-2019
Mark Christopher ScherbaPackerland Brokerage Services, Inc.Questar Capital Corporation01-02-2019
Mark Thomas HumphriesSentinel Financial Planning, LLCInternational Money Management Group, Inc.01-02-2019
Matthew Nicholas HudakCoCreate FinancialRegal Investment Advisors LLC01-02-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Michael Anthony ScavulloSolebury Asset Management LLCSummit Financial Group Inc01-02-2019
Michael Scott SwansonFSC Securities CorporationPlanMember Securities Corporation01-02-2019
Michael V SpelmanMyrmidon Private CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
« Previous PageNext Page »

Showing 126 to 150 of 557 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.