Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Augustus KaradimasGYL Financial Synergies, LLCResnick Advisors01-02-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Rebecca Weldon MonishRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Ricardo Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Shawn Scott LorionU.S. Bancorp Investments, Inc.Fortune Financial Services, Inc.01-02-2019
Sherrill Franklin Young IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Sherrill Franklin Young Jr.Raymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Stephen Ross StanleyTD Ameritrade Investment Management, LLCMorgan Stanley01-02-2019
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
Todd Thomas FricksFortune Financial Services, Inc.Cantella & Co., Inc.01-02-2019
Todd William GambitGambit Asset ManagementChicago Partners Investment Group LLC01-02-2019
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Jaquelin Orantes YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Michael Raymond PatrickAmeritas Investment Corp.Belpointe Asset Management LLC12-27-2018
Tylen Lee TurmanInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Jason A SnipeOdyssey Capital Advisors Inc.Saxony Securities, Inc.12-27-2018
Charles Anthony TruhlarBrooklight Place Securities, Inc.Interactive Financial Advisors12-26-2018
Corey Alexander VoormanBerndt & Associates IncKarstens Investment Counsel, Inc.12-26-2018
Damon Ralph CouchMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.12-26-2018
David William JacksonSilverback FinancialIntegral Investment Advisors, Inc.12-26-2018
Eric Bernard McginleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners12-26-2018
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Showing 151 to 175 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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