Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Katherine A. RippeThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.01-09-2019
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Barry KaufmanTransamerica Financial Advisors, IncFarmers Financial Solutions, LLC01-09-2019
Katherine Leigh ShannonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Eric Robert SchwartzPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Lori Jean EllingsonLion Street Financial, LLCVoya Financial Advisors, Inc.01-09-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Robert Lane Salamone IISecurities Management & Research, Inc.Cetera Advisors LLC01-09-2019
Paul David Russell Jr.Northwestern Mutual Investment Services, LLCEdward Jones01-09-2019
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
John A. BalsterLincoln Financial Advisors CorporationPrincipal Securities, Inc.01-09-2019
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
Abraham CecenaAXA Advisors, LLCPFS Investments Inc.01-09-2019
Danielle Roberta Rochelle StanleyPFS Investments Inc.J.P. Morgan Securities LLC01-09-2019
Steven Brian BrownGWFS Equities, Inc.Edward Jones01-09-2019
Duc P. LeAmeritas Investment Company, LLCUSI Advisors01-09-2019
William Howard Muske IIIMutual of America Securities LLCFarmers Financial Solutions, LLC01-09-2019
James Edward McArthurTraderfield Securities Inc.American Portfolios Financial Services, Inc.01-09-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Jason A WhitlockFisher InvestmentsJ.P. Morgan Securities LLC01-09-2019
Andrew Lee GryszowkaFisher InvestmentsTD Ameritrade, Inc.01-09-2019
Jordan C. FowlerFisher InvestmentsFidelity Personal and Workplace Advisors01-09-2019
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Showing 151 to 175 of 1,473 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.