Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Matthew K TeetorSequoia Financial Group, L.L.C.LJPR FINANCIAL ADVISORS01-09-2019
Kyle J BurnsThe Rikoon Group, LLCThe Rikoon Group, LLC01-09-2019
Shane Tyler WissmannAllen Capital Group, LLCNovem Group01-09-2019
James Nicholas VolpeArcher Investment CorporationAvantax Investment Services, Inc.01-09-2019
Devonee Lynn KershnerLotusGroup AdvisorsLee Financial Company, LLC01-09-2019
Michael David StrasserChicago Partners Investment Group LLCPONDEROSA WEALTH MANAGEMENT01-09-2019
Eric R. FrancisDentist AdvisorsCharles Schwab & Co., Inc.01-09-2019
Lance Wayne RiddleOptimalFolios, LLCOptimalFolios, LLC01-09-2019
Robert Willing RyanRWR Investments LLCRWR Investments LLC01-09-2019
Perry Wayne NafzigerIHT Wealth Management LLCIndependent Financial Partners01-09-2019
Charles Riley ConstantConstant Wealth Management, LLCConstant Wealth Management, LLC01-09-2019
James Worth Schaeffer Jr.Constant Wealth Management, LLCConstant Wealth Management, LLC01-09-2019
Jarrett S. FriersonInvictus Capital InvestorsInvictus Capital Investors01-09-2019
Nickolas Magora Jr.TCP Asset Management, LLCCetera Investment Services LLC01-09-2019
Michael Joseph RioloMountain Vista Wealth ManagementMountain Vista Wealth Management01-09-2019
Jonathan R. HeagleMountain Vista Wealth ManagementMountain Vista Wealth Management01-09-2019
Lawrence Robert OliverProsperity First Wealth ManagementProsperity First Wealth Management01-09-2019
Lance Robert BeckmanClearWealthNorthwestern Mutual Investment Services, LLC01-09-2019
Bahram ShidooshShidoosh Wealth Management LLCUnionBanc Investment Services, LLC01-09-2019
Grant Joseph TrowerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2019
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.