Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taj Zachary RohrRohr Capital ManagementLazari Capital Management, Inc.12-26-2018
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Chad Quinn PorzigHD Vest Investment ServicesPFS Investments Inc.12-21-2018
Daniel Alexander RoscoeAmerican Portfolios Financial Services, Inc.Royal Alliance Associates, Inc.12-21-2018
John Carl SmithReisen Capital, LLCCharles Schwab Investment Advisory, Inc12-21-2018
Kevion Lamar LathamGreenRose Wealth Management, LLCSignify Wealth LLC12-21-2018
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Michael William MeridithPerk PlanningCIBC World Markets Corp.12-21-2018
Peter Francis StrattonIndependent Financial Group, LLCUnion Capital Company12-21-2018
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Serena Scherrey SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-21-2018
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Sheldon Seth JonesSantander Securities LLCGWFS Equities, Inc.12-21-2018
Therese Louise RollinsPackerland Brokerage Services, Inc.LaSalle St. Securities, LLC12-21-2018
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
Blaine Jackson WoodLiftoff Financial PlanningCentaurus Financial, Inc.12-20-2018
Brandon YeeEmergent Fortuity Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Bruce Alan SimmonsDavid A. Noyes & CompanyWorld Equity Group, Inc.12-20-2018
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Jennifer J VerscheureRaymond James Financial Services, Inc.IHT Wealth Management LLC12-20-2018
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Showing 176 to 200 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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