Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-08-2019
Philipp BiechtelerJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.01-08-2019
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Christopher R. PerkinsInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-08-2019
Colleen M. CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019
Samuel Rodriguez RamosCity National Securities, Inc.UnionBanc Investment Services, LLC01-08-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Mehul Amritlal KhivesaraWaddell & ReedMorgan Stanley01-08-2019
Gregory Andrew LemonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-08-2019
Jonathan Porter GinnCommonwealth Financial NetworkCharles Schwab & Co., Inc.01-08-2019
Laura Dean PerkinsWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Kenan Anderson GodfreyTransamerica Financial Advisors, IncNYLIFE Securities LLC01-08-2019
Peter Thomas LawrenceAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-08-2019
Andrew L. DejongWoodstock Financial Group, Inc.SagePoint Financial, Inc.01-08-2019
Kevin John KuhniSagePoint Financial, Inc.Next Financial Group, Inc.01-08-2019
Michael John GreeneCapital Synergy PartnersQuestar Capital Corporation01-08-2019
Gregory Todd JohnsonLion Street Financial, LLCThe O.N. Equity Sales Company01-08-2019
Dariel Aquino Aquino HernandezNorthwestern Mutual Investment Services, LLCPFS Investments Inc.01-08-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
David John MckeownPruco Securities, LLC.Thrivent Investment Management Inc.01-08-2019
Lendell SpeedPFS Investments Inc.PFS Investments Inc.01-08-2019
Edgar A FreitasPFS Investments Inc.PFS Investments Inc.01-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.