Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott SwansonFSC Securities CorporationPlanMember Securities Corporation01-02-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Gregory Roger FreitagInvestacorp, Inc.KMS Financial Services, Inc.01-02-2019
Todd Thomas RohrerCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.01-02-2019
Douglas Nelson UhlFortune Financial Services, Inc.Royal Alliance Associates, Inc.01-02-2019
David Grant SteppBeacon Global Advisor Network, LLCAmerican Portfolios Financial Services, Inc.01-02-2019
Joseph GladueJ. Alden Associates, Inc.MCG Securities LLC01-02-2019
Michael Anthony ScavulloSolebury Asset Management LLCSummit Financial Group Inc01-02-2019
Rebecca Weldon MonishRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Charles Richard KorgerAreteCarson Choice Retirement Solutions, Inc.01-02-2019
Roger Charles WallerAmerican Independent Securities Group, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2019
Daniel H. MotylDempsey Lord Smith, LLCHD Vest Investment Services01-02-2019
Lucianno Bernardo MarasaPrincipal Securities, Inc.Securian Financial Services, Inc.01-02-2019
Michelle Denise WerthCadaret, Grant & Co., Inc.Putnam Retail Management Limited Partnership01-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation01-02-2019
Lawrence Andrew KreindelPolar Investment Counsel, Inc.Berthel, Fisher & Company Financial Services, Inc.01-02-2019
Joseph Bernard McBrideGYL Financial Synergies, LLCResnick Investment Advisors, LLC01-02-2019
Andrea Marlene MigliaccioSantander Securities LLCCitizens Securities, Inc.01-02-2019
Mark Christopher ScherbaPackerland Brokerage Services, Inc.Questar Capital Corporation01-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Michael John Henzes Jr.Open Wealth NetworkRoyal Alliance Associates, Inc.01-02-2019
Sherrill Franklin Young IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Shawn Scott LorionU.S. Bancorp Investments, Inc.Fortune Financial Services, Inc.01-02-2019
Gregory Scott KalbChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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