Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
Sharon A. McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.12-21-2018
Therese Louise RollinsPackerland Brokerage Services, Inc.LaSalle St. Securities, LLC12-21-2018
Christina Sue HakeSmith, Moore & Co.Saxony Securities, Inc.12-21-2018
John Carl SmithReisen Capital, LLCCharles Schwab Investment Advisory, Inc12-21-2018
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC12-21-2018
Peter Francis StrattonIndependent Financial Group, LLCUnion Capital Company12-21-2018
Aderon Alan NapierHD Vest Investment ServicesCambridge Investment Research, Inc.12-21-2018
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments12-21-2018
Chad Quinn PorzigHD Vest Investment ServicesPFS Investments Inc.12-21-2018
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley12-21-2018
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Serena Scherrey SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-21-2018
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Timothy Harold PlungisAmeriprise Financial Services, Inc.Lighthouse Financial Management, LLC12-21-2018
Kevion L. LathamGreenRose Wealth Management, LLCSignify Wealth LLC12-21-2018
Haris MutapcicFidelity Personal and Workplace AdvisorsTD Ameritrade, Inc.12-21-2018
Casey August ClureEnso Wealth Management, LLCEdward Jones12-21-2018
Michael VirdenDelta Hedge FinancialHurley Investments, LLC12-21-2018
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Raymond Joseph Vivian ChirayathVALIC Financial Advisors, Inc.D.A. Davidson & Co.12-21-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
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Showing 301 to 325 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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