Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.01-11-2019
Denise Ann Koran-KlisiewiczMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Christina Louise PierceJ.P. Morgan Securities LLCUBS Financial Services Inc.01-11-2019
Janet Lynn ChilesWells Fargo Clearing Services, LLCBB&T Securities, LLC01-11-2019
Christopher Michael AllenEdward JonesCetera Investment Services LLC01-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment01-11-2019
Nicolas Johann KnapikRJ Capital LLCRJ CAPITAL, LLC01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Everett Andrew WilkersonCapital Investment Advisors, LLCTD Ameritrade, Inc.01-11-2019
Johanna Bee FredianiJ.W. Cole Financial, Inc.Principal Securities, Inc.01-11-2019
Marena Mary TufenkjianFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC01-11-2019
Jeffery Scott EllisAllstate Financial Services, LLCNationwide Securities, LLC01-11-2019
Veronica Naomi ChavarinMorgan StanleyJ.P. Morgan Securities LLC01-11-2019
Jason Ross GenoveseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-11-2019
Kenneth M PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
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Showing 1 to 25 of 1,089 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.