Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Bee Ping TanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2019
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
Scott S GregoryMiller Wealth ManagementWells Fargo Clearing Services, LLC$1,00001-05-2019
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Pablo Gonzalo VillamilTriad Advisors LLCLPL Financial LLC$1,00001-02-2019
Ronald Eugene MillerPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC$1,00001-02-2019
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-19-2018
David Jonathan BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00012-14-2018
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
Susan Theresa FranklinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Russell Francis Lewis IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Mark Laing LichtenfeldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$83201-09-2019
Javier I. Ajjam AltimariOppenheimer & Co. Inc.Global Financial Services, L.L.C.$50012-14-2018
Mckenzie Lynn EbbesenBason Asset ManagementHighTower Securities, LLC$50012-14-2018
Sean Mitchell CiemiewiczTriad Advisors LLCLPL Financial LLC$26501-02-2019
Mark Raymond VidaInfinex Investments, Inc.Investmark Advisory Group LLC$25001-07-2019
Joe Tom King Jr.Ameriprise Financial Services, LLCRaymond James & Associates, Inc.$23901-04-2019
Rachel Barton RoneyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Todd A. BertschCUNA Brokerage Services, Inc.GLP Investment Services, LLC$20012-26-2018
Michal Bernice SlateCetera Investment Services LLCCUSO Financial Services, L.P.$15001-11-2019
Linda K. WinkelmanU.S. Bancorp Investments, Inc.Edward Jones$15001-11-2019
Paul Andrew SchmitzRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15001-11-2019
Kevin H. ChristopherCetera Advisor Networks LLCInfinex Investments, Inc.$15001-11-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
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Showing 1 to 25 of 1,473 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.