Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
Wilfred Conwel MorrisonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00001-04-2019
Greg SpicerLPL Financial LLCCadaret Grant$40012-18-2018
Ursula Daley, Jordan LewisCommonwealth Financial NetworkLPL Financial LLC LLC$32512-17-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Rachel Barton Roney, Michelle Louise Papa-Dines, Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
Joseph CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20612-14-2018
Angie Messer, Greg RustAmeriprise Financial Services, Inc.Hilliard Lyons$18212-14-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley$17009-14-2018
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial LLC LLC$17010-15-2018
Carol Lynn GregoryWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15001-11-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
Mark Raymond VidaInfinex Investments, Inc.Investmark Advisory Group LLC$15001-07-2019
Genan Marie KirbyCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$15001-04-2019
James Royal Kirchner Jr.IFS SecuritiesDavid A. Noyes & Company$15001-04-2019
William Michael MeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-02-2019
Richard Wayne JacksonChalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Dale Littleton Cloud Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Glad M. PerezAPW Capital, Inc.Insight Private Advisors, LLC$15001-02-2019
Thomas Michael ArnotCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$15012-19-2018
Kevin Roy CollinsKey Investment Services LLCPNC Investments$15012-12-2018
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
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Showing 1 to 25 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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