Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Nicholas HudakCoCreate FinancialRegal Investment Advisors LLC01-02-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Melynda Sue AngioiMutual Securities, Inc.SagePoint Financial, Inc.$101-02-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Michael Anthony EliasCentaurus Financial, Inc.Packerland Brokerage Services, Inc.$101-02-2019
Michael Anthony ScavulloSolebury Asset Management LLCSummit Financial Group Inc01-02-2019
Michael Scott SwansonFSC Securities CorporationPlanMember Securities Corporation01-02-2019
Michael Thomas GilmartinLifeMark Securities Corp.J.W. Cole Financial, Inc.$2501-02-2019
Michael V SpelmanMyrmidon Private CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Neil Edward VonfeldtFour Points Capital Partners LLCMHA Financial Corp$101-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Peter Augustus KaradimasGYL Financial Synergies, LLCResnick Advisors01-02-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Rebecca Weldon MonishRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Ricardo Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2019
Roger Charles WallerAmerican Independent Securities Group, LLCBerthel, Fisher & Company Financial Services, Inc.$101-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2019
Scott Michael WeinsteinAmeritas Investment Corp.The O.N. Equity Sales Company$2501-02-2019
Scott S GregoryPrivate Client Services, LLCWells Fargo Clearing Services, LLC$1,00001-02-2019
Shawn Scott LorionU.S. Bancorp Investments, Inc.Fortune Financial Services, Inc.01-02-2019
Sherrill Franklin Young IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
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Showing 251 to 275 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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