Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC$5012-21-2018
Serena Scherrey SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-21-2018
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Sheldon Seth JonesSantander Securities LLCGWFS Equities, Inc.12-21-2018
Therese Louise RollinsPackerland Brokerage Services, Inc.LaSalle St. Securities, LLC12-21-2018
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley$1012-21-2018
Timothy Charles StatesSecurities America, Inc.LifeMark Securities Corp.$5012-21-2018
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC$112-21-2018
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC$112-20-2018
Blaine Jackson WoodLiftoff Financial PlanningCentaurus Financial, Inc.12-20-2018
Brandon YeeEmergent Fortuity Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Bruce Alan SimmonsDavid A. Noyes & CompanyWorld Equity Group, Inc.12-20-2018
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
David Anthony JaicomoJ.P. Morgan Securities LLCHuntleigh Securities Corporation$5012-20-2018
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
James Michael RaineDFPG Investments, Inc.Questar Capital Corporation$7412-20-2018
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Jennifer J VerscheureRaymond James Financial Services, Inc.IHT Wealth Management LLC12-20-2018
John Paul NordstromEdward JonesCambridge Investment Research Advisors, Inc.12-20-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Kenneth JaskolDavid A. Noyes & CompanyWorld Equity Group, Inc.12-20-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
« Previous PageNext Page »

Showing 326 to 350 of 557 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.