Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Remer HammersmithHeartland Wealth Strategies LLCAmeritas Investment Corp.01-10-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.$101-10-2019
Scott Gregory StevensAmerican Portfolios Financial Services, Inc.Raymond James & Associates, Inc.$5001-10-2019
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
Steven Michael SilverthorneHD Vest Investment ServicesMorgan Stanley$2501-10-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company$101-10-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Bahram ShidooshShidoosh Wealth Management LLCUnionBanc Investment Services, LLC01-09-2019
Brenda S DozierSummit Brokerage Services, Inc.Questar Capital Corporation$5001-09-2019
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.$101-09-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Duc Phuong LeAmeritas Investment Corp.USI Advisors01-09-2019
Elizabeth A GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Emory Tyler ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
James Edward McarthurTraderfield Securities Inc.American Portfolios Financial Services, Inc.$101-09-2019
Joseph Crawford PaulChapin, DavisCresap, Inc.$10001-09-2019
Joseph Edward StorzingerTraderfield Securities Inc.American Portfolios Financial Services, Inc.$1001-09-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Katherine Adelle RippeThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.01-09-2019
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Showing 51 to 75 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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