Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Peter MorandIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner$4501-03-2019
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Jodi Oyler PadgettIndependent Financial Group, LLCTaylor & Padgett Financial Group LLC$10001-03-2019
John D. KennySavvy Investments & Planning LLCMML Investors Services, LLC01-03-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC$101-03-2019
Kevin Leslie GaraskyBankers Life Securities, Inc.Allstate Financial Services, LLC01-03-2019
Kirk Gregory BrownThe Huntington Investment CompanyFifth Third Securities, Inc.01-03-2019
Mary Ann Rendina GeeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Patrick G. MooreThe Tavenner CompanyFirst Heartland Capital, Inc.01-03-2019
Peter Perri Jr.LPL Financial LLCCUSO Financial Services, L.P.01-03-2019
Randolph Erik GanttFiduciary Wealth Group, LLCArtifex Financial Group, LLC01-03-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Robert King Harrell IIHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Samah Sami NaguibPleasanton WealthCharles Schwab & Co., Inc.01-03-2019
Samundra TimilsinaCsuite Investment LLCWells Fargo Clearing Services, LLC01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Steven Michael HollisArbor Point AdvisorsBeam Asset Management, LLC01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Tianna Monique McelroyWells Fargo Clearing Services, LLCMorgan Stanley01-03-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
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Showing 176 to 200 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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