Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ian MaherFisher InvestmentsAmeriprise Financial Services, LLC01-11-2019
Henry Charles Kochan JrAPW Capital, Inc.Ameriprise Financial Services, LLC01-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, LLC01-03-2019
Christopher Joseph KoningCWM, LLCAmeriprise Financial Services, LLC01-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, LLC01-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, LLC01-03-2019
Alexis Mikhail Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, LLC01-03-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, LLC01-02-2019
Jeremy Daniel LeeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-02-2019
Lucas Daniel KaraschEP Wealth AdvisorsAmeriprise Financial Services, LLC12-27-2018
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC12-20-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, LLC12-19-2018
Maria T ReidMorgan StanleyAmeriprise Financial Services, LLC12-18-2018
Scott A GeorgeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC12-17-2018
Brendan C DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, LLC12-17-2018
Vincent Michael OttavianoTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC12-17-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-14-2018
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, LLC12-13-2018
Steven W LundquistCentaurus Financial, Inc.Ameriprise Financial Services, LLC$612-19-2018
Mary Colleen BeckemeyerSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
James William SpoonerLPL Financial LLCAmeriprise Financial Services, LLC$2512-17-2018
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, LLC$5001-11-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, LLC$5001-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.