Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Michael RybarczykTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors01-11-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Jordan C FowlerFisher InvestmentsFidelity Personal and Workplace Advisors01-09-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-08-2019
Janet Ohara HealyGWFS Equities, Inc.Fidelity Personal and Workplace Advisors01-08-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
Derek T WilliamsCook Wealth Management Group LLCFidelity Personal and Workplace Advisors01-07-2019
Emily K HazelrothTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors12-19-2018
Christopher B SoukupTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors12-17-2018
Alexey Igorivich Caswell-YatsenkoRHS Financial, LLCFidelity Personal and Workplace Advisors12-12-2018
Landon Allen MarxLPL Financial LLCFidelity Personal and Workplace Advisors12-11-2018
James E LoveCWA Asset Management GroupFidelity Personal and Workplace Advisors12-11-2018

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.