Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Jason Ross GenoveseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-11-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Leilei ChenMorgan StanleyJ.P. Morgan Securities LLC01-10-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Danielle Roberta Rochelle StanleyPFS Investments Inc.J.P. Morgan Securities LLC01-09-2019
Jason A WhitlockFisher InvestmentsJ.P. Morgan Securities LLC01-09-2019
Colleen M. CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Nicholas M. LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
Jordan Ezequiel MaldonadoCharles Schwab & Co., Inc.J.P. Morgan Securities LLC01-04-2019
Jose L. De AlbaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC01-04-2019
Cynthia SayabounthavongJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC01-03-2019
Reynaldo Antonio OrtizMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Derek Craig RussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Jonathan DicentMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Jaquelin O. YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Myra Ann HaydenBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Douglas Armando Barrera VenturaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-24-2018
Mary M. BermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-21-2018
Martin Nicolas LarrosaSantander Securities LLCJ.P. Morgan Securities LLC12-20-2018
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.