Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
Steven Eric EricksonInternational Assets Advisory, LLCLPL Financial LLC$2501-04-2019
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Frank Christopher SardoEdward JonesLPL Financial LLC12-17-2018
Robert Walter McintoshFSC Securities CorporationLPL Financial LLC12-17-2018
Robert Nathan WillisonEdward JonesLPL Financial LLC$2512-14-2018
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
Alexis Jill HowardKey Investment Services LLCLPL Financial LLC12-12-2018
Derek Andrew WilsonRaymond James Financial Services, Inc.LPL Financial LLC12-12-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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