Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Blake McLellanCetera Advisors LLCMorgan Stanley$50012-12-2018
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10001-11-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
David Shim KimJ.P. Morgan Securities LLCMorgan Stanley12-11-2018
David William PowersMcDonald Partners LLCMorgan Stanley12-19-2018
Douglas Richard PowersMcDonald Partners LLCMorgan Stanley12-19-2018
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$50012-14-2018
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$50001-09-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Hailey Denise StellKornerstone, Inc.Morgan Stanley12-21-2018
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$50001-11-2019
Joanna Xiaojuan ZhengMorgan StanleyMorgan Stanley01-09-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
Laura Dean PerkinsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-08-2019
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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