Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
Luke E KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Artemio Herrera JrCharles Schwab & Co., Inc.Morgan Stanley01-10-2019
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Laura Dean Perkins MarkoffWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
Sean Patrick DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Anthony Wade HaslamFidelity Brokerage Services LLCMorgan Stanley01-08-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Nelson Negron JrLPL Financial LLCMorgan Stanley01-04-2019
Sean W LatimerHighTower Securities, LLCMorgan Stanley01-04-2019
Rhonda B EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Vinita Tikam BrooksFidelity Brokerage Services LLCMorgan Stanley12-27-2018
Thomas Reed Avant JrBenjamin F. Edwards & Company, Inc.Morgan Stanley12-21-2018
Hailey Denise StellKornerstone, Inc.Morgan Stanley12-21-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Savannah ForleoTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley12-19-2018
Christopher Marc ReeseRaymond James & Associates, Inc.Morgan Stanley12-18-2018
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Dusty Lynn SternadelAmeriprise Financial Services, LLCMorgan Stanley12-14-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.